Institutional Broker-Dealer &
Real-World Asset (RWA) Operating System
Engineered to empower Aeterna Capital’s $1.5B+ multi-family office and growth equity mandate with a complete, turnkey infrastructure. Seamlessly bridges traditional capital markets (SEC Rule 15c3-1, 15c3-3, FINRA CAT/TRACE, FIX 4.4/5.0) with atomic on-chain settlement, OCC-chartered BitGo Qualified Custody, and SEC-registered Transfer Agent cap table governance at aet.unykorn.ai.
1. Primary Issuance & Private Placement
Reg D (506c), Reg S, and AI project finance portals. Integrated automated KYC/AML, investor accreditation, and subscription book-building.
2. Secondary ATS & Trading Engine
Institutional matching engine with off-chain Central Limit Order Book (CLOB) and atomic on-chain Delivery vs Payment (DvP) settlement.
3. Regulated Back Office & Compliance
Full compliance suite automating SEC Rule 15c3-1 Net Capital, Rule 15c3-3 Customer Reserve, and direct FINRA reporting pipelines.
4. BitGo Express & SEC Transfer Agent
Native integration with BitGo Qualified Custody and SEC-registered Transfer Agent APIs for cap table governance and escrow management.
Application Blueprints: How Aeterna Capital Applies This Platform
Detailed execution mechanics for Swarm AI compute, pre-IPO growth equity, private debt, gold vaults, and sovereign asset protection.
Swarm Systems 20–70MW AI Data Centers
Turnkey $250M Project Finance & CMBS WaterfallThe Application: Aeterna syndicates single-tenant high-density AI factories (20–70MW) powered by 15-year PPAs and master leases with Tier-1 hyperscalers.
Pre-IPO Growth Equity Syndicates ($1M–$30M)
Secondary Shares • Rule 144 Restricted TradingThe Application: Aeterna provides early liquidity to AI founders/employees ($1M–$5M check sizes) and syndicates larger growth tickets ($10M–$30M) to family office LPs.
Private Credit & Real Estate Debt Notes
Automated Monthly Amortization & TRACE 15-Min ReportingThe Application: Structured senior secured debt notes on data center parcels, multifamily real estate, and equipment financing.
Sovereign Namespaces (.aeterna) & Estate Vaults
78 Genesis Roots • Dynasty Trusts • W3C DIDThe Application: Unseizable, un-censorable sovereign naming roots for Aeterna family offices, European multigenerational dynasties, and sports trusts.
Aeterna Capital Syndicate Monetization Calculator
Simulate GP management fees, carried interest, structuring spreads, and regulatory capital requirements for any deal.
Aeterna Capital Deal Room & Syndicate Offerings
Live institutional allocations available for accredited investors, family offices, and sovereign funds.
Swarm Systems Data Center SPV I
Turnkey $250M project finance for single-tenant 20-70MW high-density NVIDIA Blackwell AI compute campuses. Backed by power purchase agreements (PPA) and long-term enterprise leases.
Fred's XRPL AI Equity Syndicate
Curated pre-IPO secondary allocations in Tier-1 generative AI foundation model providers, autonomous agent networks, and next-gen semiconductor silicon.
AurumGram Institutional Gold Note
Direct physical bullion ownership vaulted in Brink’s London & Zurich, tokenized with automated Chainlink Proof-of-Reserves (PoR) and atomic DvP liquidity.
Accredited LP Onboarding Pipeline
BitGo RWA / Brassica KYC • CIP • Beneficial Ownership • SEC Rule 506(c) Accreditation
Institutional Secondary Matching Engine & FIX Gateway
Central Limit Order Book (CLOB) with atomic on-chain settlement, pre-trade risk controls, and automated trade reporting.
Regulatory Capital & Customer Protection Engines
Real-time daily net capital computations, haircut algorithms, weekly customer reserve formulas, and automated regulatory filing pipelines.
SEC Rule 15c3-1 Net Capital
Daily Mark-to-Market ComputationSEC Rule 15c3-3 Reserve Formula
Customer Protection Segregated AccountFINRA & SEC Automated Reporting Engine
Instant regulatory export • Consolidated Audit Trail (CAT) • TRACE Fixed Income • FOCUS Part II
SEC Rule 17a-5 quarterly financial and operational combined uniform single report.
Rule 7440 Consolidated Audit Trail daily automated event ingest and order lifecycle transmission.
Rule 6730 automated trade reporting and compliance engine for private debt & securities.
SEC Rule 17a-25 electronic blue sheets and FinCEN SAR suspicious activity pipeline.
Regulated Custody, Escrow & Transfer Agent Console
Execute live BitGo RWA API recipes: open segregated custody vaults, issue private securities, and manage milestone escrows.
Deploy a segregated OCC-chartered custody account under Aeterna Capital's master umbrella.
Authorize and record new private shares on the SEC-registered cap table ledger.
Lock cash balance in segregated custody subject to construction or financing milestones.
Satisfy contingency conditions, release lock, and disburse capital to project SPV.
[INFO] 15:24:00 BitGo Express Daemon active at http://127.0.0.1:3080
[INFO] 15:24:05 Loaded OCC Chartered Trust Keys (New York / South Dakota)
[INFO] 15:24:10 SEC Section 17A Transfer Agent Registry connected (Brassica Services)
[INFO] 15:24:15 Sub-account active at aet.unykorn.ai
[READY] Awaiting institutional execution requests... Click any tile above to trigger live simulation.
SEC-Registered Official Cap Table & Shareholder Registry
Immutable book-entry records synchronized with transfer agent official book of record.
| SHAREHOLDER NAME | SECURITY ID | SHARES HELD | RESTRICTION | CUSTODIAL WALLET (MPC) | LAST RECORDED TX |
|---|---|---|---|---|---|
| Aeterna European Master Fund | SWARM-AI-SPV | 1,000,000 | Rule 144 (6 Mo) | 0x4E57...Fa13 | 2026-08-28 14:00 (Initial Issue) |
| Patrick McCloskey Family LP | SWARM-AI-SPV | 500,000 | Rule 144 (6 Mo) | 0x8ace...Ac7A | 2026-08-28 14:05 (Initial Issue) |
| Rainy Guo Global Syndicate | FRED-AI-GROWTH | 250,000 | Reg S (Ex-US) | rJLMST...N3FQ | 2026-08-28 14:30 (Split Allocation) |
Modular Platform Marketplace: What You Can Add
Activate cutting-edge institutional modules, AI surveillance suites, sovereign naming roots, and advanced clearing rails on demand.
AI Trade Surveillance & Spoofing Engine
Continuous deep-learning surveillance analyzing order book microstructure, quote-stuffing, layering, wash trading, and insider activity for compliance peace of mind.
Chainlink CCIP Cross-Chain DvP Bridge
Enables seamless cross-chain atomic DvP: settle XRPL MPT securities against stablecoin (USDC/USDT) liquidity locked on Ethereum, Arbitrum, or Solana without wrapped asset risk.
Sovereign Domain & TLD Root (.aeterna)
Deploy an unseizable, immutable top-level domain and sovereign naming root (e.g. fund1.aeterna, data20.aeterna) anchored directly to UnyKorn sovereign namespace registries.
Institutional Dark Pool & Block Crossing
Zero-knowledge cryptographic order matching for institutional block trades ($5M+) with zero market slippage and confidential pre-trade discovery.
Direct Fedwire / RTP / ACH Banking Gateway
Direct API integrations with tier-1 partner banks (JPMorgan, Cross River, Evolve) for instant fiat deposit recognition, automated minting, and same-day payouts.
Tokenized Fund Admin & Daily NAV Feed
Automated Net Asset Value (NAV) recalculations for private equity portfolios, debt amortization schedules, and real-time Chainlink oracle pushes to LPs.