Moody Capital

Platform Audit

Everything that has been built

This is not a capabilities list. It is an audit. Every module below is built, type-checked, tested, and integrated into a running production system. 100+ modules across 8 domains. All TypeScript unless noted as Rust. Zero compilation errors. 165 automated test assertions.

60%
Configure existing infrastructure
25%
Extend for Moody-specific workflows
15%
Net-new feature development
Custody Infrastructure6 modules
Fireblocks Core
6 custom modules · 12 vault roles · RS256 JWT per-request auth · HTTP retry with exponential backoff · vault types, vault client, transaction client
BitGo Secondary Custody
Threshold key management · configurable failover policies · hot/warm/cold wallet segmentation · multi-signature authorization
Anchorage Digital
Institutional cold storage · long-duration asset custody · regulatory-grade key ceremony procedures · HSM-backed signing
APMEX + Brinks
Physical gold custody · precious metals logistics · tokenized RWA backing for commodity-linked instruments · chain-of-custody documentation
Multi-Custodian Approval Engine
Auto-approve · single-sign · dual-control · committee threshold · quorum-based releasing · time-lock on large transactions
Custody Reconciliation
Automated ledger matching · failed-settlement retry queues · escalation routing · out-of-band alert delivery · daily balance attestation
Settlement & Payment Rails6 modules
StablecoinRail
Multi-chain stablecoin movement · USDC · USDT · DAI · RLUSD · Proprietary · 8+ chains · route selection and fee optimization
PaymentIntent
Deterministic payment lifecycle · idempotency guarantees · auto-retry on transient failure · state machine with full event log per transition
SettlementRecorder
Immutable settlement capture · every movement hash-anchored · Stellar + Ethereum + XRPL + EVM chains · 7-year retention
Wire / ACH Rails
Plaid bank verification + Dwolla ACH · bank partner wire routing · same-day ACH · reconciliation matching engine · dispute workflow
Private Settlement Rails
Off-chain settlement proofs · zero public chain exposure · institutional-only · privacy-preserving · zkProof-compatible architecture
FundingOrchestrator
6 onramp partners integrated · automated deposit detection · classification + routing · deposit-to-allocation pipeline · de-duplication
Rust Performance Engine6 modules
Bond & RWA Processing Core
Sub-millisecond yield calculation · memory-safe deterministic execution · zero-cost abstraction over settlement primitives · no GC pauses
Stablecoin Issuance Engine
Rust-native mint / burn / reserve management · audit-compliant reserve ledger · regulatory reporting hooks · reserve attestation pipeline
WASM Policy Engine
Cross-platform enforcement without VM overhead · compiled from Rust · deploy at edge or on-chain · transfer restriction evaluation at <1ms
Zero-Copy State Serialization
On-chain state transition encoding · memory-safe without GC pressure · deterministic byte layout for audit-trail compatibility
Custody Transaction Validator
Compile-time safety guarantees · rule-checked before wire transmission · immutable validation receipts · panic-free error handling
Yield Distribution Engine
7-state bond lifecycle · Draft → Offered → Subscribing → Funded → Active → Maturing → Matured · coupon automation · pro-rata calculation
Oracle & Data Infrastructure6 modules
Chainlink Data Feeds
200+ price pairs · decentralized aggregation · manipulation-resistant · real-time mark-to-market for RWA and bond positions
Chainlink Proof of Reserve
Real-time on-chain custody verification · reserve attestation for proprietary stablecoin · automated anomaly detection and alerts
Chainlink CCIP
Cross-chain interoperability protocol · multi-chain asset movement with cryptographic security · programmable token transfers across chains
Chainlink Automation
Keeper-driven coupon events · yield distributions · offering expirations · rights offering deadlines · no manual trigger required
TimescaleDB Cluster
Tick-level market data · 5-year hot retention · hypertable compression · continuous aggregates for OHLCV and order book snapshots
ClickHouse Analytics
TCA engine · trade analytics · regulatory reporting · audit queries at scale · sub-second aggregation across years of timestamped events
Compliance Engine8 modules
KYC — Persona
Government ID verification · liveness detection · database cross-checks · auto-pass / manual review routing · 200+ country coverage
KYB — Middesk
Business identity verification · Secretary of State record checks · UBO identification · beneficial ownership mapping · EIN verification
Sanctions — ComplyAdvantage
OFAC SDN list · PEP screening · adverse media monitoring · real-time rescreening · automated SAR preparation queue
Accreditation — Parallel Markets
Income + net worth verification · professional certification · letter of counsel pathway · automated re-verification triggers
Reg BI / Suitability Engine
Per-investor per-offering scoring · Best Interest analysis · conflict of interest disclosure tracking · supervisory review queues
VaultLedger (WORM Audit)
Append-only hash-chained · every action timestamped and signed · SEC 17a-4 compliant · 7+ year retention · examiner export API
Regulatory Reporting Pipelines
CAT T+1 FINRA submission · TRACE 15-min bond reporting · FinCEN SAR/CTR · EDGAR Form D · Blue Sky state database filings
Transfer Control Policy Engine
Whitelist/blacklist enforcement · lockup period tracking · affiliate status gates · accreditation requirements · WASM-compiled rule modules
Digital Issuance & Registry6 modules
XRPL Tokenization Layer
SEC-compliant digital securities · freeze + clawback + legend controls · deterministic token ID scheme · regulatory action hooks
On-Chain Bond Registry
Synchronized with authoritative legal registry · XRPL on-chain state · dual-record consistency checks · real-time position reconciliation
EVM Execution Layer
8 chains · smart contract deployment · interaction layer · contract upgrade governance · proxy patterns for regulatory compliance
ATS / Transfer Agent Hooks
Secondary market connectivity · transfer agent partner APIs · Carta cap table bi-directional sync · post-close holder registry management
Policy-Gated Transfer Engine
Every token transfer compliance-evaluated before execution · failed transfer reason codes · investor notification pipeline
Rights Offering Engine
Record-date import · entitlement calculation · subscription portal · oversubscription handling · payment reconciliation · closing automation
Capital Operations System6 modules
Capital OS Core
Wire intake → KYC/AML → XRPL settlement → yield distribution → redemption · 165 automated test assertions · 6 operational guardrails in production
Investor Onboarding Pipeline
5-step flow: application → identity → accreditation → risk assessment → account activation · full compliance evidence store at each step
Subscription Room
Gated investor portal · compliance-status-driven access · document delivery · DocuSign e-sign integration · NDA audit trail
Allocation Engine
Pro-rata allocation · discretionary overrides · multi-tranche support · partial-close mechanics · soft and hard cap enforcement
Post-Close Administration
Ongoing holder management · corporate actions · covenant tracking · coupon events · communication archive · K-1 / 1099 tax reporting
Agentic Operations Layer
Deal Agent · Compliance Agent · Investor Agent · Treasury Agent · Rights Agent · Issuance Agent · all human-approved before regulated action
Auth, Infrastructure & Observability6 modules
Auth System
OAuth 2.0 · granular RBAC · MFA · session management · API key rotation · role hierarchy: Admin → Principal → Compliance → Banker → Investor
Kubernetes Infrastructure
3-node control plane · multi-AZ worker pools · Active-Active · rolling deploys · HPA + VPA for load elasticity · PodDisruptionBudgets
Service Mesh (Istio)
mTLS between all services · circuit breaking · retry policies · observability injection · zero-trust pod-to-pod communication
API Gateway (Kong)
Rate limiting · auth enforcement · request routing · plugin-based middleware · audit log injection at ingress · developer portal
Provider Abstraction Layer
6 typed interfaces: Custody · Stablecoin · Oracle · Proof · Ledger · Treasury · Adapters: Fireblocks · BitGo · XRPL · Chainlink · Circle · Ripple
Observability Stack
Prometheus + Grafana · distributed tracing · alert routing · P99 latency budgets per service · SLA dashboards · on-call runbooks

Activation Ratio for Moody Capital

60% of Moody Capital deployment is configuration of existing production infrastructure. 25% extends the platform for Moody-specific workflows — rights offerings, debt administration, entitlement engine, Moody role hierarchy, document packages. 15% is net-new feature development. This is not a build-from-scratch engagement. It is an infrastructure activation.

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Securities offered through Moody Capital are subject to applicable federal and state securities laws. Participation is limited to qualified and accredited investors as defined under Regulation D of the Securities Act of 1933, Regulation A+, and Regulation S. All offerings are made pursuant to available exemptions and are not registered with the SEC or any state securities commission. Investment in private securities involves significant risk including possible loss of principal. Past performance does not guarantee future results. This platform is operated by a registered broker-dealer and FINRA member firm.