Moody Capital

Services

Every service. Every instrument. Every jurisdiction.

Six core service lines covering the complete capital markets lifecycle — from origination through post-close administration. Each service is backed by production infrastructure, not a vendor configuration or a manual process.

Private PlacementReal WorldYield-Bearing BondRights OfferingsCustody-Connected SettlementControlled Digital

Private Placement & Exempt Offering Distribution

End-to-end management of Reg D 506(b), 506(c), Reg A+, and Reg S exempt offerings from origination through closing and cap table allocation.

Offering structuring and regulatory framework selection (Reg D / Reg A+ / Reg S / Reg CF)
Gated investor portal — compliance-status-driven access, NDA audit trail, document delivery
Digital subscription room with DocuSign e-sign integration and PPM delivery tracking
Automated investor qualification: KYC via Persona, KYB via Middesk, accreditation via Parallel Markets
Sanctions screening via ComplyAdvantage — OFAC, PEP, adverse media, real-time rescreening
Reg BI suitability assessment — Best Interest analysis, conflict disclosure, supervisory review queue
Allocation engine: pro-rata, discretionary, multi-tranche, soft/hard cap enforcement
Multi-rail subscription funding: wire, ACH, USDC, USDT, DAI, RLUSD, private rails
Closing mechanics: partial close, rolling close, firm close with automated notice delivery
Post-close administration: cap table sync, investor notices, transfer restriction enforcement
InstrumentsCommon equity · Preferred equity · Convertible notes · SAFEs · LP interests · Fund units · Co-investment vehicles

Real World Asset (RWA) Issuance

Tokenized real-world assets on XRPL and EVM chains with Chainlink Proof of Reserve backing, custody-connected settlement, and programmable compliance.

Asset onboarding: legal structuring, custodian selection, reserve account establishment
Chainlink Proof of Reserve — real-time on-chain custody verification for every tokenized asset
XRPL token issuance with freeze, clawback, and legend controls baked into the issuance layer
Physical asset custody: APMEX + Brinks for gold and precious metals backing
Multi-chain deployment: XRPL primary + Ethereum ERC-3643 security token standard
Rust-native RWA processing engine — sub-millisecond NAV calculation and settlement validation
Policy-gated transfers: whitelist/blacklist, lockup periods, accreditation gates, affiliate checks
Chainlink Data Feeds for real-time mark-to-market of underlying asset values
Automated income distribution: yield events triggered by Chainlink Automation keepers
ClickHouse TCA analytics + TimescaleDB asset performance time-series
InstrumentsTokenized real estate · Commodity-backed tokens · Infrastructure debt · Royalty streams · Carbon credits · Trade receivables

Yield-Bearing Bond & Debt Administration

Full seven-state bond lifecycle from issuance through maturity. Coupon automation via Chainlink. On-chain XRPL registry synchronized with legal record.

7-state lifecycle: Draft → Offered → Subscribing → Funded → Active → Maturing → Matured
Rust yield distribution engine — pro-rata coupon calculation with fractional handling and rounding policies
Chainlink Automation keepers for coupon payment triggers — no manual intervention required
On-chain bond registry on XRPL synchronized with authoritative legal registry in real-time
Note schedule management: maturity dates, amortization schedules, PIK provisions
Covenant tracking: financial covenant monitoring, breach detection, reporting obligations
Payment reconciliation: wire and stablecoin payment matching, excess-return processing
Holder communication: notice archive, delivery tracking, confirmation receipts
Transfer restriction enforcement: 12-month lock-up default, assignee qualification checks
Tax reporting: interest income aggregation, 1099-INT generation, withholding management
InstrumentsSenior secured notes · Convertible bonds · Revenue-share notes · Subordinated debt · Mezzanine instruments · Structured products

Rights Offerings

Automated rights offering execution: record-date import through oversubscription handling, payment reconciliation, and closing — fully managed.

Record-date import from cap table registry or external transfer agent
Entitlement calculation: per-share rights, fractional handling, rounding policies
Basic + oversubscription election portal — HTML/web-based investor interface
Oversubscription engine: priority rules, pro-rata, hard cap management, excess processing
Payment collection: wire, ACH, USDC, USDT, RLUSD stablecoin payment matching
Excess return processing: automated refund calculation and disbursement
Standby underwriter coordination workflows
Holder communication: notice, reminder, election confirmation, closing notice
Regulatory filing support: Form D, Blue Sky multi-state, state notice filings
SEC review coordination if subject to rights offering rules under Rule 801/802
InstrumentsEquity rights · Debt rights · Warrant exercises · Subscription rights · Preemptive rights

Custody-Connected Settlement

Multi-custodian, multi-rail settlement connecting subscription payment through custody wallet, approval engine, settlement execution, and reconciliation.

Fireblocks primary custody: 6 custom modules, 12 vault roles, RS256 JWT per-request auth
BitGo secondary custody with threshold key management and configurable failover policies
Anchorage Digital for institutional cold storage of long-duration digital assets
APMEX + Brinks for physical commodity custody underlying tokenized RWA instruments
Multi-tier approval engine: auto-approve → single-sign → dual-control → committee quorum
Settlement across USDC, USDT, DAI, RLUSD, proprietary stablecoin, wire, ACH, private rails
Private settlement rails for institutional counterparty transactions with zero public chain exposure
Automated reconciliation engine with failed-settlement retry queues and escalation routing
VaultLedger: append-only cryptographically hash-chained custody movement ledger (SEC 17a-4)
Chainlink Proof of Reserve: real-time on-chain custody balance verification
InstrumentsDigital securities · Stablecoins · Tokenized commodities · Fund interests · Principal protected notes

Controlled Digital Securities Issuance

SEC-compliant digital security issuance on XRPL and EVM chains. Freeze, clawback, and legend controls native. Policy enforcement at the token layer.

XRPL tokenization with freeze, clawback, and legend controls in the issuance layer
ERC-3643 (T-REX) compliant security tokens on Ethereum and Polygon for institutional compatibility
Deterministic token ID scheme — every token linked to legal instrument record
Policy-gated transfers: every transfer compliance-evaluated before execution via WASM engine
ATS hook integration for secondary market connectivity when eligible
Transfer agent partner APIs and Carta cap table bi-directional synchronization
CCIP cross-chain interoperability for multi-chain holder positions
On-chain corporate actions: splits, dividends, mergers, conversions
Regulatory action readiness: freeze any holder position, execute clawback, update legend restrictions
Examiner export: full token ledger + transfer history in regulator-ready format
InstrumentsSEC-registered digital securities · Tokenized fund interests · Digital bonds · Digital preferred equity · Stablecoin-settled instruments

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Our operations team manages every stage from issuer onboarding through investor closing and post-close administration.

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Securities offered through Moody Capital are subject to applicable federal and state securities laws. Participation is limited to qualified and accredited investors as defined under Regulation D of the Securities Act of 1933, Regulation A+, and Regulation S. All offerings are made pursuant to available exemptions and are not registered with the SEC or any state securities commission. Investment in private securities involves significant risk including possible loss of principal. Past performance does not guarantee future results. This platform is operated by a registered broker-dealer and FINRA member firm.